Jiang, Yi (SFC:BDH056) 蔣藝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-06-04 | 2022-01-07 | Rep | Advising on securities | 2018-06-04 | 2022-01-07 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2018-06-04 | 2021-07-22 | Rep | Dealing in securities | 2018-06-04 | 2022-01-07 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-04-14 | 2015-03-31 | Rep | Dealing in securities | 2014-04-14 | 2015-03-31 |
| 4 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-04-14 | 2015-03-31 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-05-28 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2017-05-06 |
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