Yiu, Yu Chung 姚宇聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Absolute Investment Management (HK) Limited | Rep | Advising on securities | 2016-07-21 | 2018-02-15 | Rep | Asset management | 2016-07-21 | 2018-02-15 |
| 2 | BaoQiao Partners Capital Limited | Rep | Advising on corporate finance | 2014-04-15 | 2018-02-15 | Rep | Dealing in securities | 2014-09-11 | 2018-02-15 |
| 3 | Innovest Asset Management Limited | Rep | Advising on securities | 2020-06-15 | 2022-06-10 | Rep | Asset management | 2020-06-15 | 2022-06-10 |
| 4 | Innovest Securities Investment Limited | Rep | Dealing in securities | 2020-06-15 | 2021-11-16 | RO | Dealing in securities | 2021-11-16 | 2022-12-19 |
| 5 | KINGKEY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-07-25 | 2020-05-12 |
| 6 | KINGKEY SECURITIES GROUP LIMITED | Rep | Advising on securities | 2018-07-25 | 2020-05-12 | Rep | Dealing in securities | 2018-07-25 | 2020-05-12 |
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