Ie, Kuen Ning Natalie 余堃寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Green Court Capital Management Limited | Rep | Advising on securities | 2021-08-19 | Rep | Asset management | 2021-08-19 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2014-04-15 | 2015-03-13 | Rep | Dealing in futures contracts | 2014-04-15 | 2015-03-13 |
| 3 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2019-05-16 | 2021-07-16 | Rep | Dealing in securities | 2019-05-16 | 2021-07-16 |
| 4 | Pleiad Investment Advisors Limited | Rep | Asset management | 2015-04-01 | 2019-03-31 |
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