Liu, Shoujian (1970-08) 劉守建
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-04-16 | 2018-02-26 | Rep | Dealing in securities | 2014-04-16 | 2018-02-26 | Rep | Advising on securities | 2015-06-18 | 2018-02-26 | RO | Advising on corporate finance | 2018-02-26 | 2023-11-18 | RO | Advising on securities | 2018-02-26 | 2023-11-18 | RO | Dealing in securities | 2018-02-26 | 2023-11-18 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-04-16 | 2018-02-26 | Rep | Dealing in futures contracts | 2014-04-16 | 2018-02-26 | Rep | Dealing in securities | 2014-04-16 | 2018-02-26 | RO | Advising on securities | 2018-02-26 | 2023-11-18 | RO | Dealing in futures contracts | 2018-02-26 | 2023-11-18 | RO | Dealing in securities | 2018-02-26 | 2023-11-18 |
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