Mercier, Stuart
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BFIN Private Advisors (Hong Kong) Limited | Rep | Advising on securities | 2014-04-22 | 2015-09-15 | Rep | Dealing in securities | 2014-04-22 | 2015-09-15 | RO | Advising on securities | 2015-09-15 | 2017-01-16 | RO | Dealing in securities | 2015-09-15 | 2017-01-16 |
| 2 | Brookfield Advisors (Hong Kong) Limited | Rep | Advising on securities | 2017-03-06 | 2017-05-22 | Rep | Dealing in securities | 2017-03-06 | 2017-05-22 | RO | Advising on securities | 2017-05-22 | 2024-04-01 | RO | Dealing in securities | 2017-05-22 | 2024-04-01 |
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