Chan, Lok Him (SFC:BDF100) 陳樂謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACHIEVE CAPITAL LIMITED (b2017-03-15) | RO | Asset management | 2023-01-16 | |
| 2 | Foundation Asset Management (HK) Limited | Rep | Asset management | 2018-01-26 | 2019-05-30 | Rep | Advising on securities | 2018-06-28 | 2019-05-30 |
| 3 | Pinnacle Investment Management Limited | Rep | Asset management | 2019-06-11 | 2019-07-09 | RO | Asset management | 2019-07-09 | 2020-06-07 |
| 4 | VL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-04-23 | 2017-12-20 |
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