Dowd, Daniel Vincent (SFC:BNZ296)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2019-01-04 | 2019-01-11 | Rep | Advising on securities | 2019-07-17 | 2019-07-25 | Rep | Advising on securities | 2019-11-28 | 2019-12-05 | Rep | Advising on securities | 2020-01-16 | 2020-01-23 | Rep | Advising on securities | 2023-01-16 | 2023-01-24 | Rep | Advising on securities | 2023-03-08 | 2023-03-17 | Rep | Advising on securities | 2023-07-10 | 2023-07-17 | Rep | Advising on securities | 2023-09-26 |
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