Wong, Raymond Siu Kau 黃兆銶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Asset Management (Hong Kong) Co., Limited | Rep | Asset management | 2018-08-21 | 2021-10-15 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2018-08-21 | 2021-10-15 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Asset management | 2014-04-24 | 2018-07-31 | Rep | Dealing in securities | 2014-04-24 | 2018-07-31 |
| 4 | Legal & General Investment Management Asia Limited | Rep | Asset management | 2021-11-02 | 2023-09-27 | Rep | Dealing in futures contracts | 2021-11-02 | 2023-09-27 | Rep | Dealing in securities | 2021-11-02 | 2023-09-27 |
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