Chan, Claudia Yuk Ying 陳旭瀅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GIRAFFE CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-03-06 | 2020-04-21 | Rep | Dealing in securities | 2020-04-21 | 2021-09-30 | RO | Advising on corporate finance | 2020-04-21 | 2021-09-30 |
2 | HERCULES CAPITAL LIMITED (b2002-05-21) | Rep | Advising on corporate finance | 2014-04-24 | 2014-10-14 |
3 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2014-10-27 | 2019-04-11 | RO | Advising on corporate finance | 2019-04-11 | 2020-02-28 | Rep | Advising on corporate finance | 2021-11-22 | 2022-01-24 | RO | Advising on corporate finance | 2022-01-24 | 2022-03-17 |
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