Ngan, Yu Huen 顏宇翾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2014-04-25 | 2017-01-04 |
2 | CLSA LIMITED | Rep | Advising on securities | 2017-01-11 | 2020-08-24 |
3 | CMB International Global Markets Limited | Rep | Advising on securities | 2022-01-24 | 2023-08-04 |
4 | CMB International Securities Limited | Rep | Advising on securities | 2020-12-01 | 2022-05-05 |
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