Yuan, Zuoyang 袁左陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Win Capital Limited | Rep | Advising on securities | 2022-02-14 | 2022-08-18 | Rep | Asset management | 2022-02-14 | 2022-08-18 | Rep | Dealing in securities | 2022-02-14 | 2022-08-18 |
| 2 | Rich Bay Securities Limited | Rep | Dealing in securities | 2019-01-08 | 2021-08-31 | Rep | Advising on futures contracts | 2020-07-06 | 2021-08-31 | Rep | Advising on securities | 2020-07-06 | 2021-08-31 | Rep | Dealing in futures contracts | 2020-07-06 | 2021-08-31 |
| 3 | ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | Rep | Asset management | 2024-10-31 | Rep | Dealing in futures contracts | 2024-10-31 | Rep | Dealing in securities | 2024-10-31 |
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