Wang, Sheng (SFC:BDJ026) 王盛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2016-12-06 | 2017-08-31 | Rep | Dealing in securities | 2016-12-06 | 2017-08-31 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2014-04-28 | 2016-08-05 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2014-04-28 | 2016-08-05 |
| 4 | JA SECURITIES LIMITED | Rep | Dealing in securities | 2023-08-14 | |
| 5 | Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2017-11-24 | 2023-06-29 |
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