Xu, Lu (SFC:BNY481) 許璐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2019-01-09 | 2023-01-10 | Rep | Dealing in securities | 2019-01-09 | 2023-01-10 | Rep | Advising on futures contracts | 2020-03-05 | 2024-01-12 | Rep | Dealing in futures contracts | 2020-03-05 | 2024-01-12 | RO | Advising on securities | 2023-01-10 | 2024-01-12 | RO | Dealing in securities | 2023-01-10 | 2024-01-12 |
| 2 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2024-03-13 | 2024-03-20 | Rep | Dealing in securities | 2024-03-13 | 2024-03-20 | RO | Advising on securities | 2024-03-20 | RO | Dealing in securities | 2024-03-20 |
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