Chen, Steve Shuo 陳碩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Securities Limited | Rep | Advising on securities | 2019-09-02 | 2019-09-25 | Rep | Dealing in securities | 2019-09-02 | 2019-09-25 |
| 2 | HBM Partners Hong Kong Limited | RO | Advising on securities | 2021-01-07 | 2024-06-14 | RO | Asset management | 2021-01-07 | 2024-06-14 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-04-29 | 2018-08-06 | Rep | Advising on securities | 2014-04-29 | 2019-05-08 | Rep | Dealing in securities | 2014-04-29 | 2019-05-08 |
| 4 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2024-08-27 | 2024-10-23 | RO | Asset management | 2024-10-23 |
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