Yan, Tao (SFC:BNY700) 嚴濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Central China International Futures Company Limited | Rep | Dealing in futures contracts | 2019-01-11 | 2023-01-31 |
| 2 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2019-01-11 | 2023-01-31 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2023-06-14 | Rep | Dealing in securities | 2023-06-14 |
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