Zhang, Kuo (SFC:BNY965) 張擴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2019-01-11 | 2019-02-28 |
| 2 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2019-10-30 | 2021-06-26 | Rep | Advising on securities | 2019-10-30 | 2021-06-26 | Rep | Dealing in futures contracts | 2019-10-30 | 2021-06-26 | Rep | Dealing in securities | 2019-10-30 | 2021-06-26 |
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