Sung, Kwan Yiu 宋鈞耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Atlantic Asset Management Limited | Rep | Advising on securities | 2023-02-13 | 2023-03-15 | Rep | Asset management | 2023-02-13 | 2023-03-15 | RO | Advising on securities | 2023-03-15 | RO | Asset management | 2023-03-15 |
| 2 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Asset management | 2014-04-30 | 2017-09-11 | Rep | Advising on futures contracts | 2015-10-13 | 2018-07-26 | Rep | Advising on securities | 2015-10-13 | 2018-07-26 | RO | Asset management | 2017-09-11 | 2021-08-16 | RO | Advising on futures contracts | 2018-07-26 | 2021-08-16 | RO | Advising on securities | 2018-07-26 | 2021-08-16 |
| 3 | Glory Sun Securities Limited | RO | Asset management | 2024-03-01 | |
| 4 | i-Golden Data Capital Limited | Rep | Advising on securities | 2021-08-31 | 2021-10-04 | Rep | Asset management | 2021-08-31 | 2021-10-04 | RO | Advising on securities | 2021-10-04 | 2023-02-01 | RO | Asset management | 2021-10-04 | 2023-02-01 |
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