Lau, Wing Ki Winnie 劉穎琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Everbright Investment Management Limited | Rep | Advising on securities | 2017-12-08 | 2018-12-14 | Rep | Asset management | 2017-12-08 | 2018-12-14 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2014-05-02 | 2017-04-07 | Rep | Advising on securities | 2014-05-02 | 2017-04-07 | Rep | Dealing in securities | 2014-05-02 | 2017-04-07 |
| 3 | TPG Capital, Limited | Rep | Advising on securities | 2019-05-02 | 2019-11-29 | Rep | Dealing in securities | 2019-05-02 | 2019-11-29 |
| 4 | TSSP Hong Kong (A) Limited | Rep | Advising on securities | 2019-12-11 | 2021-07-21 | Rep | Dealing in securities | 2019-12-11 | 2021-07-21 |
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