Ma, Siu Kay 馬肇基

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GLOBAL MASTERMIND FUTURES LIMITED Rep Dealing in futures contracts 2018-08-21 2020-10-14
2 GLOBAL MASTERMIND SECURITIES LIMITED Rep Dealing in securities 2017-08-14 2021-08-01
3 KGI ASIA LIMITED Rep Dealing in securities 2014-05-05 2016-12-11
4 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2014-05-05 2016-12-11
5 OnePlatform Securities Limited Rep Dealing in securities 2021-12-21 2023-01-17
RO Dealing in securities 2023-01-17 2023-10-31
RO Advising on securities 2023-01-18 2023-10-31

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