Ma, Siu Kay 馬肇基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GLOBAL MASTERMIND FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-08-21 | 2020-10-14 |
2 | GLOBAL MASTERMIND SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-14 | 2021-08-01 |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-05-05 | 2016-12-11 |
4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-05-05 | 2016-12-11 |
5 | OnePlatform Securities Limited | Rep | Dealing in securities | 2021-12-21 | 2023-01-17 | RO | Dealing in securities | 2023-01-17 | 2023-10-31 | RO | Advising on securities | 2023-01-18 | 2023-10-31 |
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