Epstein, Ronald Jay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-05-05 | 2014-05-07 | Rep | Dealing in securities | 2014-05-05 | 2014-05-07 | Rep | Advising on securities | 2014-06-26 | 2014-06-27 | Rep | Dealing in securities | 2014-06-26 | 2014-06-27 | Rep | Advising on securities | 2014-11-10 | 2014-11-13 | Rep | Dealing in securities | 2014-11-10 | 2014-11-13 | Rep | Advising on securities | 2016-06-21 | 2016-06-23 | Rep | Dealing in securities | 2016-06-21 | 2016-06-23 | Rep | Advising on securities | 2016-11-02 | 2016-11-04 | Rep | Dealing in securities | 2016-11-02 | 2016-11-04 | Rep | Advising on securities | 2017-11-03 | 2017-11-06 | Rep | Dealing in securities | 2017-11-03 | 2017-11-06 |
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