Wu, Stella Xueyao
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-12-01 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2021-11-01 | |
| 3 | CMB International Securities Limited | Rep | Advising on securities | 2018-06-08 | 2021-10-06 | Rep | Dealing in securities | 2018-06-08 | 2021-10-06 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2014-05-07 | 2017-09-30 |
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