Lo, Siu Lung (SFC:BDK089) 羅小龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2014-05-09 | 2016-07-15 |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2017-07-17 | 2018-02-24 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2017-07-17 | 2018-02-24 |
4 | Sectoral Asset Management Limited | Rep | Advising on securities | 2018-05-02 | 2021-09-30 |
5 | Sectoral Asset Management Limited | Rep | Dealing in securities | 2018-05-02 | 2021-09-30 |
6 | Sectoral Asset Management Limited | Rep | Asset management | 2019-12-10 | 2021-09-30 |
7 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2021-10-19 | 2022-08-18 |
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