Chen, Di (SFC:BDK826) 陳滌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Harvest Global Capital Investments Limited | RO | Dealing in securities | 2016-10-28 | RO | Advising on securities | 2019-11-28 | RO | Asset management | 2019-11-28 |
| 2 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2014-05-13 | 2014-08-05 | Rep | Asset management | 2014-05-13 | 2014-08-05 | Rep | Dealing in securities | 2014-05-13 | 2014-08-05 | RO | Advising on securities | 2014-08-05 | 2020-06-12 | RO | Asset management | 2014-08-05 | 2020-06-12 | RO | Dealing in securities | 2014-08-05 | 2020-06-12 |
| 3 | New Harvest Wealth Securities Company Limited | RO | Advising on securities | 2019-04-29 | 2021-04-09 | RO | Dealing in securities | 2019-04-29 | 2021-04-09 |
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