Tam, Chiu Kin 譚超鍵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2015-06-25 | 2017-04-21 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2015-06-25 | 2017-04-21 |
| 3 | China Sunrise Asset Management Limited | Rep | Asset management | 2022-12-20 | |
| 4 | China Sunrise Securities (International) Limited | Rep | Advising on securities | 2022-12-20 | 2023-02-09 | Rep | Dealing in securities | 2022-12-20 | 2023-02-09 | RO | Advising on securities | 2023-02-09 | RO | Dealing in securities | 2023-02-09 |
| 5 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2019-03-01 | 2020-05-10 | Rep | Dealing in securities | 2019-03-01 | 2020-05-10 | Rep | Advising on securities | 2019-04-23 | 2020-05-10 |
| 6 | Midas Securities Limited | RO | Advising on securities | 2020-05-11 | 2022-07-10 | RO | Dealing in futures contracts | 2020-05-11 | 2022-07-10 | RO | Dealing in securities | 2020-05-11 | 2022-07-10 | Rep | Asset management | 2021-03-17 | 2022-07-10 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-08-09 | 2019-01-13 | Rep | Dealing in securities | 2017-08-09 | 2019-01-13 |
| 8 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-05-13 | 2015-06-12 |
| 9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-13 | 2015-06-12 |
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