Yang, Chaozhong 楊朝中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2019-01-24 | 2019-05-31 | Rep | Asset management | 2019-01-24 | 2019-05-31 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-10-29 | 2021-06-10 | Rep | Advising on securities | 2020-10-29 | 2021-06-10 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2020-10-29 | 2021-06-10 | Rep | Dealing in securities | 2020-10-29 | 2021-06-10 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-07-26 | 2023-11-01 | Rep | Advising on securities | 2021-07-26 | 2023-11-01 | Rep | Dealing in securities | 2021-07-26 | 2023-11-01 |
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