Lee, Ho Yin (SFC:BDI687) 李浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMPLE CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-05-16 | 2015-12-13 |
| 2 | Changjiang Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2019-02-04 | 2019-04-09 | RO | Advising on corporate finance | 2019-04-09 | 2023-04-28 |
| 3 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2019-02-04 | 2023-04-28 |
| 4 | Minerva Advisory Global Capital Limited | Rep | Advising on corporate finance | 2018-04-19 | 2018-05-08 | RO | Advising on corporate finance | 2018-05-08 | 2019-01-01 |
| 5 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2018-04-20 | 2019-01-01 |
| 6 | NFH Corporate Finance Limited | RO | Advising on corporate finance | 2023-11-29 | Rep | Advising on corporate finance | 2023-11-29 | 2023-11-29 |
| 7 | NFH Securities and Futures Limited | Rep | Dealing in securities | 2024-01-19 | |
| 8 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-12-24 | 2018-04-19 | Rep | Dealing in securities | 2015-12-24 | 2018-04-19 |
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