Chan, Siu Ling (SFC:BDL628) 陳小鈴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2018-08-08 | 2023-09-21 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2018-08-08 | 2023-09-21 |
| 3 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-16 | 2014-09-29 |
| 4 | Delta Asia Wealth Management Limited | Rep | Asset management | 2014-08-25 | 2014-09-29 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-10-10 | 2015-03-01 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-11-17 | 2015-03-01 |
| 7 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2015-04-14 | 2017-01-01 |
| 8 | Mason Securities Limited | Rep | Dealing in securities | 2015-04-14 | 2017-01-01 |
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