Tse, Wai Chor 謝偉初
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Asset Management (HK) Limited | Rep | Advising on securities | 2014-05-20 | 2014-11-30 | Rep | Asset management | 2014-05-20 | 2014-11-30 |
| 2 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-03-24 | 2016-12-13 |
| 3 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-01-16 | 2019-04-09 |
| 4 | Prime Cdex Securities Limited | Rep | Advising on securities | 2017-01-16 | 2019-04-09 | Rep | Dealing in securities | 2017-01-16 | 2019-04-09 |
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