Latham, Daniel Vincent
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on securities | 2014-05-20 | 2014-05-22 | Rep | Advising on securities | 2014-08-21 | 2014-08-21 | Rep | Advising on securities | 2014-11-10 | 2014-11-14 | Rep | Advising on securities | 2015-02-03 | 2015-02-04 | Rep | Advising on securities | 2015-05-15 | 2015-05-15 | Rep | Dealing in securities | 2015-11-30 | 2015-12-04 | Rep | Dealing in securities | 2016-04-18 | 2016-04-22 | Rep | Dealing in securities | 2017-02-06 | 2017-02-10 |
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