He, Chao (SFC:BDL989) 何超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2014-05-22 | 2019-02-28 | Rep | Advising on securities | 2014-05-22 | 2019-02-28 | Rep | Dealing in futures contracts | 2014-05-22 | 2019-02-28 | Rep | Dealing in securities | 2014-05-22 | 2019-02-28 | RO | Advising on futures contracts | 2019-02-28 | 2023-12-19 | RO | Advising on securities | 2019-02-28 | 2023-12-19 | RO | Dealing in futures contracts | 2019-02-28 | 2023-12-19 | RO | Dealing in securities | 2019-02-28 | 2023-12-19 |
| 2 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-02-01 | 2024-02-14 | RO | Dealing in futures contracts | 2024-02-14 |
| 3 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2024-02-01 | 2024-02-14 | Rep | Dealing in securities | 2024-02-01 | 2024-02-14 | RO | Advising on securities | 2024-02-14 | RO | Dealing in securities | 2024-02-14 |
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