Liu, Xiangting 劉向婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2017-08-24 | Rep | Advising on securities | 2017-12-04 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2017-08-24 | |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-05-22 | 2017-08-11 | Rep | Advising on securities | 2016-06-06 | 2017-08-11 |
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