She, Ernest Chiu Shun 佘超舜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2005-12-07 | 2006-05-29 | Rep | Advising on securities | 2005-12-07 | 2006-05-29 | RO | Advising on corporate finance | 2006-05-29 | 2017-02-01 | RO | Advising on securities | 2006-05-29 | 2017-02-01 |
| 2 | ICBC Asset Management (Global) Company Limited | Rep | Advising on securities | 2005-12-07 | 2006-05-29 | Rep | Asset management | 2005-12-07 | 2006-05-29 | RO | Advising on securities | 2006-05-29 | 2008-08-28 | RO | Asset management | 2006-05-29 | 2008-08-28 |
| 3 | UOB ASIA (HONG KONG) LIMITED | RO | Advising on corporate finance | 2005-10-31 | RO | Advising on securities | 2005-10-31 | RO | Asset management | 2005-01-18 | 2005-10-31 | RO | Dealing in securities | 2005-01-18 | 2005-10-31 |
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