Yang, Chao (SFC:BDI839) 楊超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alliance Capital Partners Limited (HK) | Rep | Advising on corporate finance | 2014-05-23 | 2018-01-31 | Rep | Dealing in securities | 2014-05-23 | 2018-01-31 |
| 2 | Core Securities Company Limited (The) | Rep | Asset management | 2019-09-26 | 2020-08-24 | RO | Advising on securities | 2019-10-10 | RO | Dealing in securities | 2019-10-10 | RO | Asset management | 2020-08-24 | RO | Leveraged foreign exchange trading | 2023-08-30 |
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