Lam, Ka Wai (SFC:BDM257) 林家威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Duncan Futures Limited | Rep | Dealing in futures contracts | 2014-05-23 | 2016-04-08 |
| 2 | FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-11-27 | 2024-07-19 |
| 3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-04-18 | 2024-07-19 | Rep | Advising on futures contracts | 2016-07-08 | 2024-07-19 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-04-18 | 2024-07-19 | Rep | Advising on securities | 2016-07-08 | 2024-07-19 |
| 5 | Mason Securities Limited | Rep | Dealing in securities | 2014-05-23 | 2016-04-08 |
| 6 | uSmart Securities Limited | Rep | Advising on securities | 2024-12-04 | Rep | Asset management | 2024-12-04 | Rep | Dealing in securities | 2024-12-04 |
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