Shiu, Alex Siu Tao 蕭少滔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2009-05-26 | 2010-07-28 | Rep | Dealing in securities | 2009-06-17 | 2009-11-26 | RO | Dealing in securities | 2009-11-26 | 2011-07-04 |
| 2 | China Sunrise Capital Limited | RO | Advising on corporate finance | 2016-10-25 | 2017-06-09 |
| 3 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-08-04 | 2011-09-02 | Rep | Advising on securities | 2011-08-04 | 2011-09-02 | Rep | Dealing in securities | 2011-08-04 | 2011-09-02 | RO | Advising on corporate finance | 2011-09-02 | 2014-07-15 | RO | Advising on securities | 2011-09-02 | 2014-07-15 | RO | Dealing in securities | 2011-09-02 | 2014-07-15 |
| 4 | FRONTIER CAPITAL INVESTMENT LIMITED | Rep | Advising on corporate finance | 2014-08-15 | 2014-09-01 | Rep | Advising on securities | 2014-08-15 | 2014-09-01 | Rep | Dealing in securities | 2014-08-15 | 2014-09-01 | RO | Advising on corporate finance | 2014-09-01 | 2015-12-11 | RO | Advising on securities | 2014-09-01 | 2015-12-11 | RO | Dealing in securities | 2014-09-01 | 2015-12-11 |
| 5 | KARL THOMSON FINANCIAL ADVISORY LIMITED | Rep | Advising on corporate finance | 2008-08-08 | 2009-04-06 |
| 6 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-12-17 | Rep | Advising on securities | 2003-12-17 | Rep | Asset management | 2003-12-17 | RO | Advising on corporate finance | 2003-12-17 | 2008-02-04 | RO | Advising on securities | 2003-12-17 | 2008-02-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy