Wu, Kei Shan 吳基山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-07-29 | 2021-05-20 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-06-18 | 2021-05-20 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-05-26 | 2021-05-20 | Rep | Advising on securities | 2015-04-08 | 2021-05-20 |
| 4 | iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2021-06-07 | Rep | Dealing in securities | 2021-06-07 | Rep | Asset management | 2023-04-11 |
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