Wu, Huai-En 吳懷恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Asset Management Company Limited | Rep | Advising on securities | 2015-11-09 | 2016-01-27 | Rep | Asset management | 2015-11-09 | 2016-01-27 | RO | Advising on securities | 2016-01-27 | 2017-01-10 | RO | Asset management | 2016-01-27 | 2017-01-10 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2014-05-29 | 2017-01-10 | Rep | Dealing in securities | 2014-05-29 | 2017-01-10 |
| 3 | First Prosperous Asset Management Company Limited | RO | Advising on securities | 2019-11-08 | 2020-09-21 | RO | Asset management | 2019-11-08 | 2020-09-21 |
| 4 | JT International Financial Limited | RO | Advising on securities | 2019-03-22 | 2019-05-15 | RO | Asset management | 2019-03-22 | 2019-05-15 |
| 5 | Renco Investments Limited | RO | Advising on securities | 2018-02-09 | 2018-02-14 | RO | Asset management | 2018-02-09 | 2018-02-14 |
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