Sharma, Arvind (SFC:BOA566)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2019-02-08 | 2019-02-16 | Rep | Advising on securities | 2019-12-05 | 2019-12-12 | Rep | Advising on securities | 2023-07-07 | 2023-07-12 | Rep | Advising on securities | 2023-10-17 | 2023-10-21 | Rep | Advising on securities | 2024-01-12 | 2024-01-17 |
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