Tse, Cheuk Lam 謝焯林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2023-06-14 | |
| 2 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2023-07-14 | |
| 3 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2023-07-14 | |
| 4 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2023-07-14 | |
| 5 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2019-02-08 | 2022-01-09 |
| 6 | GCO Asset Management Limited | Rep | Asset management | 2022-07-25 | 2023-04-21 |
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