Yang, Zhao (SFC:BOC022) 楊釗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-05-31 | 2022-04-22 |
| 2 | CMB International Global Markets Limited | Rep | Dealing in securities | 2021-09-01 | 2022-04-22 |
| 3 | CMB International Securities Limited | Rep | Advising on securities | 2021-05-31 | 2022-04-22 | Rep | Dealing in securities | 2021-05-31 | 2022-04-22 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2019-02-08 | 2019-02-18 | Rep | Dealing in securities | 2019-04-15 | 2021-01-29 | Rep | Advising on securities | 2020-05-18 | 2021-01-29 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2019-02-08 | 2019-02-18 | Rep | Dealing in futures contracts | 2019-04-15 | 2021-01-29 |
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