Tam, Charmaine Cheuk Yiu 譚卓瑤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2015-09-22 | 2016-02-24 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2014-06-04 | 2015-08-26 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-08-22 | 2021-06-18 | Rep | Dealing in securities | 2017-08-22 | 2021-06-18 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2017-08-22 | 2021-06-18 | Rep | Dealing in securities | 2017-08-22 | 2021-06-18 |
| 5 | Hash Blockchain Limited | Rep | Automated trading services | 2023-11-20 | 2024-02-20 | Rep | Dealing in securities | 2023-11-20 | 2024-02-20 | RO | Automated trading services | 2024-02-20 | RO | Dealing in securities | 2024-02-20 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Automated trading services | 2016-04-15 | 2017-06-23 | Rep | Dealing in securities | 2016-04-15 | 2017-06-23 | Rep | Automated trading services | 2017-07-17 | 2017-07-20 | Rep | Dealing in securities | 2017-07-17 | 2017-07-20 |
| 7 | OSL Digital Securities Limited | Rep | Automated trading services | 2021-10-04 | 2022-08-31 | Rep | Dealing in securities | 2021-10-04 | 2022-08-31 |
| 8 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2022-10-13 | 2023-07-21 | Rep | Dealing in securities | 2022-10-13 | 2023-07-21 |
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