Zhang, Shuqi (SFC:BOC312) 章書琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2019-02-13 | 2019-06-28 | Rep | Asset management | 2019-02-13 | 2019-06-28 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2021-09-27 | 2021-12-07 | Rep | Advising on securities | 2021-09-27 | 2021-12-07 | Rep | Asset management | 2021-09-27 | 2021-12-07 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-08-19 | 2020-03-16 | Rep | Dealing in securities | 2019-08-19 | 2020-03-16 |
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