Cheung, Lee Yee 張莉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCT Financial Limited | Rep | Advising on securities | 2014-10-07 | 2014-12-09 | Rep | Dealing in securities | 2014-10-07 | 2014-12-09 |
| 2 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Dealing in securities | 2014-06-06 | 2014-09-11 |
| 3 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2014-06-06 | 2014-09-11 | Rep | Advising on securities | 2015-04-27 | 2019-03-04 | Rep | Dealing in securities | 2015-04-27 | 2019-03-04 |
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