Xie, Haituo 謝海拓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-01-24 | Rep | Asset management | 2022-01-24 |
| 2 | Holly International Asset Management Company Limited | Rep | Advising on securities | 2020-09-25 | 2020-12-18 | Rep | Asset management | 2020-09-25 | 2020-12-18 |
| 3 | Holly International Financial Holdings Limited | Rep | Dealing in futures contracts | 2019-02-18 | 2020-12-18 | Rep | Dealing in securities | 2019-08-30 | 2020-12-18 |
| 4 | PICC Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2021-01-14 | 2022-01-14 | Rep | Asset management | 2021-01-14 | 2022-01-14 |
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