Marchington, Paul Anthony
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2016-08-01 | 2021-08-24 | Rep | Dealing in securities | 2016-08-01 | 2021-08-24 | RO | Advising on securities | 2021-08-24 | RO | Dealing in futures contracts | 2021-08-24 | RO | Dealing in securities | 2021-08-24 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-06-10 | 2014-06-14 | Rep | Dealing in securities | 2014-06-10 | 2014-06-14 | Rep | Dealing in futures contracts | 2014-11-27 | 2014-12-05 | Rep | Dealing in securities | 2014-11-27 | 2014-12-05 | Rep | Dealing in futures contracts | 2015-09-18 | 2015-10-21 | Rep | Dealing in securities | 2015-09-18 | 2015-10-21 |
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