Zheng, Zhen (SFC:BCZ940) 鄭振
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-06-11 | 2015-12-08 |
| 2 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2014-08-15 | 2015-12-08 |
| 3 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2015-12-08 | 2022-04-29 |
| 4 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2015-12-08 | 2022-04-29 |
| 5 | XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-11-20 | 2022-04-29 |
| 6 | XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-02-18 | 2022-04-29 |
| 7 | XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2019-02-18 | 2022-04-29 |
| 8 | Huatai (Hong Kong) Futures Limited | Rep | Advising on futures contracts | 2022-06-20 | 2022-07-21 |
| 9 | Huatai (Hong Kong) Futures Limited | Rep | Dealing in futures contracts | 2022-06-20 | 2022-07-21 |
| 10 | Huatai (Hong Kong) Futures Limited | RO | Advising on futures contracts | 2022-07-21 | |
| 11 | Huatai (Hong Kong) Futures Limited | RO | Dealing in futures contracts | 2022-07-21 | |
| 12 | Huatai (Hong Kong) Futures Limited | RO | Dealing in securities | 2023-01-09 |
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