Powell, Stuart Baden
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2014-06-11 | 2016-04-12 | Rep | Automated trading services | 2014-06-11 | 2016-04-12 | Rep | Dealing in securities | 2014-06-11 | 2016-04-12 | Rep | Advising on futures contracts | 2015-10-15 | 2016-04-12 | Rep | Dealing in futures contracts | 2015-10-15 | 2016-04-12 |
| 2 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2020-09-30 | 2021-07-14 | RO | Dealing in securities | 2021-07-14 | 2023-09-25 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Automated trading services | 2016-11-16 | 2018-05-21 | Rep | Dealing in securities | 2016-11-16 | 2018-05-21 | RO | Automated trading services | 2018-05-21 | 2023-09-25 | RO | Dealing in securities | 2018-05-21 | 2023-09-25 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy