Wang, Yan (SFC:BOA764) 王琰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-02-25 | 2020-03-26 | Rep | Asset management | 2019-02-25 | 2020-03-26 |
| 2 | CENTRAL WEALTH FUTURES LIMITED | Rep | Advising on futures contracts | 2019-05-20 | 2020-03-26 | Rep | Dealing in futures contracts | 2019-05-20 | 2020-03-26 |
| 3 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2019-05-20 | 2020-03-26 |
| 4 | DL SECURITIES (HK) LIMITED | Rep | Advising on securities | 2021-01-11 | 2022-07-31 | Rep | Dealing in securities | 2021-01-11 | 2022-07-31 |
| 5 | First Prosperous Asset Management Company Limited | Rep | Advising on securities | 2020-05-12 | 2021-01-04 | Rep | Asset management | 2020-05-12 | 2021-01-04 |
| 6 | First Prosperous Capital Company Limited | Rep | Advising on corporate finance | 2020-05-12 | 2021-01-04 | Rep | Dealing in securities | 2020-05-12 | 2021-01-04 |
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