Wang, Tianyu (SFC:BDP115) 王天予
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Capital International, Inc. | Rep | Asset management | 2021-10-04 | |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-07-14 | 2016-10-05 |
3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2016-11-30 | 2019-06-30 | Rep | Advising on securities | 2016-11-30 | 2019-06-30 | Rep | Dealing in securities | 2016-11-30 | 2019-06-30 |
4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2014-06-19 | 2015-07-01 | Rep | Advising on securities | 2014-06-19 | 2015-07-01 | Rep | Dealing in securities | 2014-06-19 | 2015-07-01 |
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