Yamamoto, Koji (SFC:BOD516) 山本幸司
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2019-02-27 | 2019-03-07 | Rep | Dealing in securities | 2019-02-27 | 2019-03-07 | Rep | Advising on securities | 2023-02-13 | 2023-03-20 | Rep | Dealing in securities | 2023-02-13 | 2023-03-20 | RO | Advising on securities | 2023-03-20 | 2023-09-08 | RO | Dealing in securities | 2023-03-20 | 2023-09-08 | Rep | Advising on securities | 2024-01-16 | 2024-01-22 | Rep | Dealing in securities | 2024-01-16 | 2024-01-22 |
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